عنوان
پدید آورنده
موضوع
رده
K1114 .B67 2010
K1114
.
B67
2010
کتابخانه
محل استقرار
INTERNATIONAL STANDARD BOOK NUMBER
(Number (ISBN
0821382535
(Number (ISBN
0821382543
(Number (ISBN
128246132X
(Number (ISBN
6612461322
(Number (ISBN
9780821382530
(Number (ISBN
9780821382547
(Number (ISBN
9781282461321
(Number (ISBN
9786612461323
Erroneous ISBN
9780821382530
NATIONAL BIBLIOGRAPHY NUMBER
Number
b796662
TITLE AND STATEMENT OF RESPONSIBILITY
Title Proper
Comparing European and U.S. securities regulations :
General Material Designation
[Book]
Other Title Information
MiFID versus corresponding U.S. regulations /
First Statement of Responsibility
Tanja Boskovic, Caroline Cerruti, Michel Noel.
.PUBLICATION, DISTRIBUTION, ETC
Place of Publication, Distribution, etc.
Washington, D.C. :
Name of Publisher, Distributor, etc.
World Bank,
Date of Publication, Distribution, etc.
©2010.
PHYSICAL DESCRIPTION
Specific Material Designation and Extent of Item
1 online resource (viii, 173 pages).
SERIES
Series Title
World Bank working paper,
Volume Designation
no. 184
ISSN of Series
1726-5878 ;
INTERNAL BIBLIOGRAPHIES/INDEXES NOTE
Text of Note
Includes bibliographical references (pages 172-173).
CONTENTS NOTE
Text of Note
Regulatory framework and oversight -- Scope of the securities regualtions -- Objectives of the securities regulations in Europe and the United States -- Implementation of the different objectives -- Post-financial crisis lessons -- Conclusion and areas for future research.
0
SUMMARY OR ABSTRACT
Text of Note
The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons.
SYSTEM REQUIREMENTS NOTE (ELECTRONIC RESOURCES)
Text of Note
Master and use copy. Digital master created according to Benchmark for Faithful Digital Reproductions of Monographs and Serials, Version 1. Digital Library Federation, December 2002.
OTHER EDITION IN ANOTHER MEDIUM
Title
Comparing European and U.S. securities regulations
International Standard Book Number
9780821382530
CORPORATE BODY NAME USED AS SUBJECT
European Parliament., Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
European Parliament., Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments.
Europäische Union.
TITLE USED AS SUBJECT
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (European Parliament)
TOPICAL NAME USED AS SUBJECT
Securities-- European Union countries.
Securities-- United States.
LAW-- Securities.
Regulierung.
Securities.
Wertpapiermarkt.
Wertpapierrecht.
GEOGRAPHICAL NAME USED AS SUBJECT
European Union countries.
United States.
USA.
7
7
7
(SUBJECT CATEGORY (Provisional
LAW-- 083000
LNPD
DEWEY DECIMAL CLASSIFICATION
Number
346/
.
092
Edition
22
LIBRARY OF CONGRESS CLASSIFICATION
Class number
K1114
Book number
.
B67
2010
PERSONAL NAME - PRIMARY RESPONSIBILITY
Bošković, Tanja.
PERSONAL NAME - ALTERNATIVE RESPONSIBILITY
Cerruti, Caroline.
Noël, Michel,1954-
CORPORATE BODY NAME - ALTERNATIVE RESPONSIBILITY
World Bank.
ORIGINATING SOURCE
Date of Transaction
20201207093035.0
Cataloguing Rules (Descriptive Conventions))
pn
ELECTRONIC LOCATION AND ACCESS
Electronic name
مطالعه متن کتاب [Book]
Y
